[xrecnet] Compliance Officer or Compliance Analyst_Boston, MA_Contract

Hi Everyone,
One of our client is looking for a Compliance Officer or Compliance Analyst. If you have any suitable profiles, please forward it to me.

Position: Compliance Officer or Compliance Analyst
Location: Boston, MA
Duration: 12 months ( to be renewed every 3 months till 24 months)

An ideal candidate will have some degree of trading compliance Rule coding experience in CRD/Sentinel/Aladdin or any similar in-house application. Or, worked on an IT side of trading compliance business, and have a good understanding of rule coding and allied data.

Role Description
7 - 10 years' experience of Trading Compliance rule coding.
Knowledge of capital markets & financial instruments – Equities, Derivatives, Fixed Income, FX.
Understanding of Investment Banking and Asset Management – Front, Middle & Back Office functions.
Asset management experience of Trading Compliance rule coding & testing is strongly preferred, but other experience within Asset Management industry is acceptable
Financial industry knowledge within investments and distribution highly desired (i.e., understanding of investment process, capital markets, fixed income, equities
Experience with implementation and/or the support of an order management and trading compliance platform like Charles River Development CRIMS, Fidessa Sentinel, Aladdin.

Responsibilities
Good understanding of data points used in front office applications.
Should be a strong team player
Excellent communication skills - written & verbal. Should be able to create good documentation and correspond on functionalities & issues concisely. Should be able to articulate well during discussions.
Should be able to work with tight deadlines
Confident of interacting with business users and various stakeholders.
Skilled at using MS Excel, Word, PowerPoint & Visio.

Additional Qualifications:
Good communication Skill

Educational Qualification:
MBA / CFA or equivalent

Thanks & Regards,

Sudheer 

Sr. Technical Recruiter, TAG 

Keras Global Inc,
180 Talmadge Rd. Unit #362, Edison, NJ 08817

Phone: +1 732-391-3452

Email: sudheer@kerasglobal.com

www.kerasglobal.com

https://www.linkedin.com/in/sudheerbabud/

          

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